sec-edgar-toolkit/dist/types/ownership-forms.d.ts

Open source toolkit to facilitate working with the SEC EDGAR database

/**
 * Type definitions for SEC ownership forms (Forms 3, 4, and 5)
 */
export interface DocumentInfo {
    formType: string;
    schemaVersion: string;
    documentType: string;
    periodOfReport: Date | null;
    dateOfOriginalSubmission: Date | null;
    notSubjectToSection16?: boolean;
}
export interface IssuerInfo {
    cik: string;
    name: string;
    tradingSymbol: string;
}
export interface OwnerRelationship {
    isDirector: boolean;
    isOfficer: boolean;
    isTenPercentOwner: boolean;
    isOther: boolean;
    officerTitle: string;
    otherText: string;
}
export interface ReportingOwnerInfo {
    cik: string;
    name: string;
    street1: string;
    street2: string;
    city: string;
    state: string;
    zipCode: string;
    stateDescription: string;
    relationship?: OwnerRelationship;
}
export interface NonDerivativeTransaction {
    securityTitle: string;
    transactionDate: Date | null;
    shares: number;
    pricePerShare: number;
    acquiredDisposedCode: string;
    formType?: string;
    code?: string;
    equitySwapInvolved?: boolean;
    sharesOwnedFollowingTransaction?: number;
    directOrIndirectOwnership?: string;
    natureOfOwnership?: string;
}
export interface NonDerivativeHolding {
    securityTitle: string;
    sharesOwned: number;
    directOrIndirectOwnership: string;
    natureOfOwnership?: string;
}
export interface UnderlyingSecurity {
    title: string;
    shares: number;
}
export interface DerivativeTransaction {
    securityTitle: string;
    conversionOrExercisePrice: number;
    transactionDate: Date | null;
    shares: number;
    totalValue: number;
    acquiredDisposedCode: string;
    exerciseDate?: Date | null;
    expirationDate?: Date | null;
    underlyingSecurity?: UnderlyingSecurity;
}
export interface ParsedOwnershipForm {
    documentInfo: DocumentInfo;
    issuerInfo: IssuerInfo;
    reportingOwnerInfo: ReportingOwnerInfo;
    nonDerivativeTransactions: NonDerivativeTransaction[];
    nonDerivativeHoldings: NonDerivativeHolding[];
    derivativeTransactions: DerivativeTransaction[];
}
export declare class OwnershipFormParseError extends Error {
    constructor(message: string);
}
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