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<title>PLY (Python Lex-Yacc)</title>
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<h1>PLY (Python Lex-Yacc)</h1>
<b>
David M. Beazley <br>
dave@dabeaz.com<br>
</b>
<p>
<b>PLY Version: 3.6</b>
<p>
<!-- INDEX -->
<div class="sectiontoc">
<ul>
<li><a href="#ply_nn1">Preface and Requirements</a>
<li><a href="#ply_nn1">Introduction</a>
<li><a href="#ply_nn2">PLY Overview</a>
<li><a href="#ply_nn3">Lex</a>
<ul>
<li><a href="#ply_nn4">Lex Example</a>
<li><a href="#ply_nn5">The tokens list</a>
<li><a href="#ply_nn6">Specification of tokens</a>
<li><a href="#ply_nn7">Token values</a>
<li><a href="#ply_nn8">Discarded tokens</a>
<li><a href="#ply_nn9">Line numbers and positional information</a>
<li><a href="#ply_nn10">Ignored characters</a>
<li><a href="#ply_nn11">Literal characters</a>
<li><a href="#ply_nn12">Error handling</a>
<li><a href="#ply_nn14">EOF Handling</a>
<li><a href="#ply_nn13">Building and using the lexer</a>
<li><a href="#ply_nn14">The @TOKEN decorator</a>
<li><a href="#ply_nn15">Optimized mode</a>
<li><a href="#ply_nn16">Debugging</a>
<li><a href="#ply_nn17">Alternative specification of lexers</a>
<li><a href="#ply_nn18">Maintaining state</a>
<li><a href="#ply_nn19">Lexer cloning</a>
<li><a href="#ply_nn20">Internal lexer state</a>
<li><a href="#ply_nn21">Conditional lexing and start conditions</a>
<li><a href="#ply_nn21">Miscellaneous Issues</a>
</ul>
<li><a href="#ply_nn22">Parsing basics</a>
<li><a href="#ply_nn23">Yacc</a>
<ul>
<li><a href="#ply_nn24">An example</a>
<li><a href="#ply_nn25">Combining Grammar Rule Functions</a>
<li><a href="#ply_nn26">Character Literals</a>
<li><a href="#ply_nn26">Empty Productions</a>
<li><a href="#ply_nn28">Changing the starting symbol</a>
<li><a href="#ply_nn27">Dealing With Ambiguous Grammars</a>
<li><a href="#ply_nn28">The parser.out file</a>
<li><a href="#ply_nn29">Syntax Error Handling</a>
<ul>
<li><a href="#ply_nn30">Recovery and resynchronization with error rules</a>
<li><a href="#ply_nn31">Panic mode recovery</a>
<li><a href="#ply_nn35">Signalling an error from a production</a>
<li><a href="#ply_nn38">When Do Syntax Errors Get Reported</a>
<li><a href="#ply_nn32">General comments on error handling</a>
</ul>
<li><a href="#ply_nn33">Line Number and Position Tracking</a>
<li><a href="#ply_nn34">AST Construction</a>
<li><a href="#ply_nn35">Embedded Actions</a>
<li><a href="#ply_nn36">Miscellaneous Yacc Notes</a>
</ul>
<li><a href="#ply_nn37">Multiple Parsers and Lexers</a>
<li><a href="#ply_nn38">Using Python's Optimized Mode</a>
<li><a href="#ply_nn44">Advanced Debugging</a>
<ul>
<li><a href="#ply_nn45">Debugging the lex() and yacc() commands</a>
<li><a href="#ply_nn46">Run-time Debugging</a>
</ul>
<li><a href="#ply_nn49">Packaging Advice</a>
<li><a href="#ply_nn39">Where to go from here?</a>
</ul>
</div>
<!-- INDEX -->
<H2><a name="ply_nn1"></a>1. Preface and Requirements</H2>
<p>
This document provides an overview of lexing and parsing with PLY.
Given the intrinsic complexity of parsing, I would strongly advise
that you read (or at least skim) this entire document before jumping
into a big development project with PLY.
</p>
<p>
PLY-3.5 is compatible with both Python 2 and Python 3. If you are using
Python 2, you have to use Python 2.6 or newer.
</p>
<H2><a name="ply_nn1"></a>2. Introduction</H2>
PLY is a pure-Python implementation of the popular compiler
construction tools lex and yacc. The main goal of PLY is to stay
fairly faithful to the way in which traditional lex/yacc tools work.
This includes supporting LALR(1) parsing as well as providing
extensive input validation, error reporting, and diagnostics. Thus,
if you've used yacc in another programming language, it should be
relatively straightforward to use PLY.
<p>
Early versions of PLY were developed to support an Introduction to
Compilers Course I taught in 2001 at the University of Chicago.
Since PLY was primarily developed as an instructional tool, you will
find it to be fairly picky about token and grammar rule
specification. In part, this
added formality is meant to catch common programming mistakes made by
novice users. However, advanced users will also find such features to
be useful when building complicated grammars for real programming
languages. It should also be noted that PLY does not provide much in
the way of bells and whistles (e.g., automatic construction of
abstract syntax trees, tree traversal, etc.). Nor would I consider it
to be a parsing framework. Instead, you will find a bare-bones, yet
fully capable lex/yacc implementation written entirely in Python.
<p>
The rest of this document assumes that you are somewhat familiar with
parsing theory, syntax directed translation, and the use of compiler
construction tools such as lex and yacc in other programming
languages. If you are unfamiliar with these topics, you will probably
want to consult an introductory text such as "Compilers: Principles,
Techniques, and Tools", by Aho, Sethi, and Ullman. O'Reilly's "Lex
and Yacc" by John Levine may also be handy. In fact, the O'Reilly book can be
used as a reference for PLY as the concepts are virtually identical.
<H2><a name="ply_nn2"></a>3. PLY Overview</H2>
<p>
PLY consists of two separate modules; <tt>lex.py</tt> and
<tt>yacc.py</tt>, both of which are found in a Python package
called <tt>ply</tt>. The <tt>lex.py</tt> module is used to break input text into a
collection of tokens specified by a collection of regular expression
rules. <tt>yacc.py</tt> is used to recognize language syntax that has
been specified in the form of a context free grammar.
</p>
<p>
The two tools are meant to work together. Specifically,
<tt>lex.py</tt> provides an external interface in the form of a
<tt>token()</tt> function that returns the next valid token on the
input stream. <tt>yacc.py</tt> calls this repeatedly to retrieve
tokens and invoke grammar rules. The output of <tt>yacc.py</tt> is
often an Abstract Syntax Tree (AST). However, this is entirely up to
the user. If desired, <tt>yacc.py</tt> can also be used to implement
simple one-pass compilers.
<p>
Like its Unix counterpart, <tt>yacc.py</tt> provides most of the
features you expect including extensive error checking, grammar
validation, support for empty productions, error tokens, and ambiguity
resolution via precedence rules. In fact, almost everything that is possible in traditional yacc
should be supported in PLY.
<p>
The primary difference between
<tt>yacc.py</tt> and Unix <tt>yacc</tt> is that <tt>yacc.py</tt>
doesn't involve a separate code-generation process.
Instead, PLY relies on reflection (introspection)
to build its lexers and parsers. Unlike traditional lex/yacc which
require a special input file that is converted into a separate source
file, the specifications given to PLY <em>are</em> valid Python
programs. This means that there are no extra source files nor is
there a special compiler construction step (e.g., running yacc to
generate Python code for the compiler). Since the generation of the
parsing tables is relatively expensive, PLY caches the results and
saves them to a file. If no changes are detected in the input source,
the tables are read from the cache. Otherwise, they are regenerated.
<H2><a name="ply_nn3"></a>4. Lex</H2>
<tt>lex.py</tt> is used to tokenize an input string. For example, suppose
you're writing a programming language and a user supplied the following input string:
<blockquote>
<pre>
x = 3 + 42 * (s - t)
</pre>
</blockquote>
A tokenizer splits the string into individual tokens
<blockquote>
<pre>
'x','=', '3', '+', '42', '*', '(', 's', '-', 't', ')'
</pre>
</blockquote>
Tokens are usually given names to indicate what they are. For example:
<blockquote>
<pre>
'ID','EQUALS','NUMBER','PLUS','NUMBER','TIMES',
'LPAREN','ID','MINUS','ID','RPAREN'
</pre>
</blockquote>
More specifically, the input is broken into pairs of token types and values. For example:
<blockquote>
<pre>
('ID','x'), ('EQUALS','='), ('NUMBER','3'),
('PLUS','+'), ('NUMBER','42), ('TIMES','*'),
('LPAREN','('), ('ID','s'), ('MINUS','-'),
('ID','t'), ('RPAREN',')'
</pre>
</blockquote>
The identification of tokens is typically done by writing a series of regular expression
rules. The next section shows how this is done using <tt>lex.py</tt>.
<H3><a name="ply_nn4"></a>4.1 Lex Example</H3>
The following example shows how <tt>lex.py</tt> is used to write a simple tokenizer.
<blockquote>
<pre>
# ------------------------------------------------------------
# calclex.py
#
# tokenizer for a simple expression evaluator for
# numbers and +,-,*,/
# ------------------------------------------------------------
import ply.lex as lex
# List of token names. This is always required
tokens = (
'NUMBER',
'PLUS',
'MINUS',
'TIMES',
'DIVIDE',
'LPAREN',
'RPAREN',
)
# Regular expression rules for simple tokens
t_PLUS = r'\+'
t_MINUS = r'-'
t_TIMES = r'\*'
t_DIVIDE = r'/'
t_LPAREN = r'\('
t_RPAREN = r'\)'
# A regular expression rule with some action code
def t_NUMBER(t):
r'\d+'
t.value = int(t.value)
return t
# Define a rule so we can track line numbers
def t_newline(t):
r'\n+'
t.lexer.lineno += len(t.value)
# A string containing ignored characters (spaces and tabs)
t_ignore = ' \t'
# Error handling rule
def t_error(t):
print("Illegal character '%s'" % t.value[0])
t.lexer.skip(1)
# Build the lexer
lexer = lex.lex()
</pre>
</blockquote>
To use the lexer, you first need to feed it some input text using
its <tt>input()</tt> method. After that, repeated calls
to <tt>token()</tt> produce tokens. The following code shows how this
works:
<blockquote>
<pre>
# Test it out
data = '''
3 + 4 * 10
+ -20 *2
'''
# Give the lexer some input
lexer.input(data)
# Tokenize
while True:
tok = lexer.token()
if not tok:
break # No more input
print(tok)
</pre>
</blockquote>
When executed, the example will produce the following output:
<blockquote>
<pre>
$ python example.py
LexToken(NUMBER,3,2,1)
LexToken(PLUS,'+',2,3)
LexToken(NUMBER,4,2,5)
LexToken(TIMES,'*',2,7)
LexToken(NUMBER,10,2,10)
LexToken(PLUS,'+',3,14)
LexToken(MINUS,'-',3,16)
LexToken(NUMBER,20,3,18)
LexToken(TIMES,'*',3,20)
LexToken(NUMBER,2,3,21)
</pre>
</blockquote>
Lexers also support the iteration protocol. So, you can write the above loop as follows:
<blockquote>
<pre>
for tok in lexer:
print(tok)
</pre>
</blockquote>
The tokens returned by <tt>lexer.token()</tt> are instances
of <tt>LexToken</tt>. This object has
attributes <tt>tok.type</tt>, <tt>tok.value</tt>,
<tt>tok.lineno</tt>, and <tt>tok.lexpos</tt>. The following code shows an example of
accessing these attributes:
<blockquote>
<pre>
# Tokenize
while True:
tok = lexer.token()
if not tok:
break # No more input
print(tok.type, tok.value, tok.lineno, tok.lexpos)
</pre>
</blockquote>
The <tt>tok.type</tt> and <tt>tok.value</tt> attributes contain the
type and value of the token itself.
<tt>tok.line</tt> and <tt>tok.lexpos</tt> contain information about
the location of the token. <tt>tok.lexpos</tt> is the index of the
token relative to the start of the input text.
<H3><a name="ply_nn5"></a>4.2 The tokens list</H3>
<p>
All lexers must provide a list <tt>tokens</tt> that defines all of the possible token
names that can be produced by the lexer. This list is always required
and is used to perform a variety of validation checks. The tokens list is also used by the
<tt>yacc.py</tt> module to identify terminals.
</p>
<p>
In the example, the following code specified the token names:
<blockquote>
<pre>
tokens = (
'NUMBER',
'PLUS',
'MINUS',
'TIMES',
'DIVIDE',
'LPAREN',
'RPAREN',
)
</pre>
</blockquote>
<H3><a name="ply_nn6"></a>4.3 Specification of tokens</H3>
Each token is specified by writing a regular expression rule compatible with Python's <tt>re</tt> module. Each of these rules
are defined by making declarations with a special prefix <tt>t_</tt> to indicate that it
defines a token. For simple tokens, the regular expression can
be specified as strings such as this (note: Python raw strings are used since they are the
most convenient way to write regular expression strings):
<blockquote>
<pre>
t_PLUS = r'\+'
</pre>
</blockquote>
In this case, the name following the <tt>t_</tt> must exactly match one of the
names supplied in <tt>tokens</tt>. If some kind of action needs to be performed,
a token rule can be specified as a function. For example, this rule matches numbers and
converts the string into a Python integer.
<blockquote>
<pre>
def t_NUMBER(t):
r'\d+'
t.value = int(t.value)
return t
</pre>
</blockquote>
When a function is used, the regular expression rule is specified in the function documentation string.
The function always takes a single argument which is an instance of
<tt>LexToken</tt>. This object has attributes of <tt>t.type</tt> which is the token type (as a string),
<tt>t.value</tt> which is the lexeme (the actual text matched), <tt>t.lineno</tt> which is the current line number, and <tt>t.lexpos</tt> which
is the position of the token relative to the beginning of the input text.
By default, <tt>t.type</tt> is set to the name following the <tt>t_</tt> prefix. The action
function can modify the contents of the <tt>LexToken</tt> object as appropriate. However,
when it is done, the resulting token should be returned. If no value is returned by the action
function, the token is simply discarded and the next token read.
<p>
Internally, <tt>lex.py</tt> uses the <tt>re</tt> module to do its pattern matching. Patterns are compiled
using the <tt>re.VERBOSE</tt> flag which can be used to help readability. However, be aware that unescaped
whitespace is ignored and comments are allowed in this mode. If your pattern involves whitespace, make sure you
use <tt>\s</tt>. If you need to match the <tt>#</tt> character, use <tt>[#]</tt>.
</p>
<p>
When building the master regular expression,
rules are added in the following order:
</p>
<p>
<ol>
<li>All tokens defined by functions are added in the same order as they appear in the lexer file.
<li>Tokens defined by strings are added next by sorting them in order of decreasing regular expression length (longer expressions
are added first).
</ol>
<p>
Without this ordering, it can be difficult to correctly match certain types of tokens. For example, if you
wanted to have separate tokens for "=" and "==", you need to make sure that "==" is checked first. By sorting regular
expressions in order of decreasing length, this problem is solved for rules defined as strings. For functions,
the order can be explicitly controlled since rules appearing first are checked first.
<p>
To handle reserved words, you should write a single rule to match an
identifier and do a special name lookup in a function like this:
<blockquote>
<pre>
reserved = {
'if' : 'IF',
'then' : 'THEN',
'else' : 'ELSE',
'while' : 'WHILE',
...
}
tokens = ['LPAREN','RPAREN',...,'ID'] + list(reserved.values())
def t_ID(t):
r'[a-zA-Z_][a-zA-Z_0-9]*'
t.type = reserved.get(t.value,'ID') # Check for reserved words
return t
</pre>
</blockquote>
This approach greatly reduces the number of regular expression rules and is likely to make things a little faster.
<p>
<b>Note:</b> You should avoid writing individual rules for reserved words. For example, if you write rules like this,
<blockquote>
<pre>
t_FOR = r'for'
t_PRINT = r'print'
</pre>
</blockquote>
those rules will be triggered for identifiers that include those words as a prefix such as "forget" or "printed". This is probably not
what you want.
<H3><a name="ply_nn7"></a>4.4 Token values</H3>
When tokens are returned by lex, they have a value that is stored in the <tt>value</tt> attribute. Normally, the value is the text
that was matched. However, the value can be assigned to any Python object. For instance, when lexing identifiers, you may
want to return both the identifier name and information from some sort of symbol table. To do this, you might write a rule like this:
<blockquote>
<pre>
def t_ID(t):
...
# Look up symbol table information and return a tuple
t.value = (t.value, symbol_lookup(t.value))
...
return t
</pre>
</blockquote>
It is important to note that storing data in other attribute names is <em>not</em> recommended. The <tt>yacc.py</tt> module only exposes the
contents of the <tt>value</tt> attribute. Thus, accessing other attributes may be unnecessarily awkward. If you
need to store multiple values on a token, assign a tuple, dictionary, or instance to <tt>value</tt>.
<H3><a name="ply_nn8"></a>4.5 Discarded tokens</H3>
To discard a token, such as a comment, simply define a token rule that returns no value. For example:
<blockquote>
<pre>
def t_COMMENT(t):
r'\#.*'
pass
# No return value. Token discarded
</pre>
</blockquote>
Alternatively, you can include the prefix "ignore_" in the token declaration to force a token to be ignored. For example:
<blockquote>
<pre>
t_ignore_COMMENT = r'\#.*'
</pre>
</blockquote>
Be advised that if you are ignoring many different kinds of text, you may still want to use functions since these provide more precise
control over the order in which regular expressions are matched (i.e., functions are matched in order of specification whereas strings are
sorted by regular expression length).
<H3><a name="ply_nn9"></a>4.6 Line numbers and positional information</H3>
<p>By default, <tt>lex.py</tt> knows nothing about line numbers. This is because <tt>lex.py</tt> doesn't know anything
about what constitutes a "line" of input (e.g., the newline character or even if the input is textual data).
To update this information, you need to write a special rule. In the example, the <tt>t_newline()</tt> rule shows how to do this.
<blockquote>
<pre>
# Define a rule so we can track line numbers
def t_newline(t):
r'\n+'
t.lexer.lineno += len(t.value)
</pre>
</blockquote>
Within the rule, the <tt>lineno</tt> attribute of the underlying lexer <tt>t.lexer</tt> is updated.
After the line number is updated, the token is simply discarded since nothing is returned.
<p>
<tt>lex.py</tt> does not perform and kind of automatic column tracking. However, it does record positional
information related to each token in the <tt>lexpos</tt> attribute. Using this, it is usually possible to compute
column information as a separate step. For instance, just count backwards until you reach a newline.
<blockquote>
<pre>
# Compute column.
# input is the input text string
# token is a token instance
def find_column(input,token):
last_cr = input.rfind('\n',0,token.lexpos)
if last_cr < 0:
last_cr = 0
column = (token.lexpos - last_cr) + 1
return column
</pre>
</blockquote>
Since column information is often only useful in the context of error handling, calculating the column
position can be performed when needed as opposed to doing it for each token.
<H3><a name="ply_nn10"></a>4.7 Ignored characters</H3>
<p>
The special <tt>t_ignore</tt> rule is reserved by <tt>lex.py</tt> for characters
that should be completely ignored in the input stream.
Usually this is used to skip over whitespace and other non-essential characters.
Although it is possible to define a regular expression rule for whitespace in a manner
similar to <tt>t_newline()</tt>, the use of <tt>t_ignore</tt> provides substantially better
lexing performance because it is handled as a special case and is checked in a much
more efficient manner than the normal regular expression rules.
</p>
<p>
The characters given in <tt>t_ignore</tt> are not ignored when such characters are part of
other regular expression patterns. For example, if you had a rule to capture quoted text,
that pattern can include the ignored characters (which will be captured in the normal way). The
main purpose of <tt>t_ignore</tt> is to ignore whitespace and other padding between the
tokens that you actually want to parse.
</p>
<H3><a name="ply_nn11"></a>4.8 Literal characters</H3>
<p>
Literal characters can be specified by defining a variable <tt>literals</tt> in your lexing module. For example:
<blockquote>
<pre>
literals = [ '+','-','*','/' ]
</pre>
</blockquote>
or alternatively
<blockquote>
<pre>
literals = "+-*/"
</pre>
</blockquote>
A literal character is simply a single character that is returned "as is" when encountered by the lexer. Literals are checked
after all of the defined regular expression rules. Thus, if a rule starts with one of the literal characters, it will always
take precedence.
<p>
When a literal token is returned, both its <tt>type</tt> and <tt>value</tt> attributes are set to the character itself. For example, <tt>'+'</tt>.
</p>
<p>
It's possible to write token functions that perform additional actions
when literals are matched. However, you'll need to set the token type
appropriately. For example:
</p>
<blockquote>
<pre>
literals = [ '{', '}' ]
def t_lbrace(t):
r'\{'
t.type = '{' # Set token type to the expected literal
return t
def t_rbrace(t):
r'\}'
t.type = '}' # Set token type to the expected literal
return t
</pre>
</blockquote>
<H3><a name="ply_nn12"></a>4.9 Error handling</H3>
<p>
The <tt>t_error()</tt>
function is used to handle lexing errors that occur when illegal
characters are detected. In this case, the <tt>t.value</tt> attribute contains the
rest of the input string that has not been tokenized. In the example, the error function
was defined as follows:
<blockquote>
<pre>
# Error handling rule
def t_error(t):
print("Illegal character '%s'" % t.value[0])
t.lexer.skip(1)
</pre>
</blockquote>
In this case, we simply print the offending character and skip ahead one character by calling <tt>t.lexer.skip(1)</tt>.
<H3><a name="ply_nn14"></a>4.10 EOF Handling</H3>
<p>
The <tt>t_eof()</tt> function is used to handle an end-of-file (EOF) condition in the input. As input, it
receives a token type <tt>'eof'</tt> with the <tt>lineno</tt> and <tt>lexpos</tt> attributes set appropriately.
The main use of this function is provide more input to the lexer so that it can continue to parse. Here is an
example of how this works:
</p>
<blockquote>
<pre>
# EOF handling rule
def t_eof(t):
# Get more input (Example)
more = raw_input('... ')
if more:
self.lexer.input(more)
return self.lexer.token()
return None
</pre>
</blockquote>
<p>
The EOF function should return the next available token (by calling <tt>self.lexer.token())</tt> or <tt>None</tt> to
indicate no more data. Be aware that setting more input with the <tt>self.lexer.input()</tt> method does
NOT reset the lexer state or the <tt>lineno</tt> attribute used for position tracking. The <tt>lexpos</tt>
attribute is reset so be aware of that if you're using it in error reporting.
</p>
<H3><a name="ply_nn13"></a>4.11 Building and using the lexer</H3>
<p>
To build the lexer, the function <tt>lex.lex()</tt> is used. For example:</p>
<blockquote>
<pre>
lexer = lex.lex()
</pre>
</blockquote>
<p>This function
uses Python reflection (or introspection) to read the regular expression rules
out of the calling context and build the lexer. Once the lexer has been built, two methods can
be used to control the lexer.
</p>
<ul>
<li><tt>lexer.input(data)</tt>. Reset the lexer and store a new input string.
<li><tt>lexer.token()</tt>. Return the next token. Returns a special <tt>LexToken</tt> instance on success or
None if the end of the input text has been reached.
</ul>
<H3><a name="ply_nn14"></a>4.12 The @TOKEN decorator</H3>
In some applications, you may want to define build tokens from as a series of
more complex regular expression rules. For example:
<blockquote>
<pre>
digit = r'([0-9])'
nondigit = r'([_A-Za-z])'
identifier = r'(' + nondigit + r'(' + digit + r'|' + nondigit + r')*)'
def t_ID(t):
# want docstring to be identifier above. ?????
...
</pre>
</blockquote>
In this case, we want the regular expression rule for <tt>ID</tt> to be one of the variables above. However, there is no
way to directly specify this using a normal documentation string. To solve this problem, you can use the <tt>@TOKEN</tt>
decorator. For example:
<blockquote>
<pre>
from ply.lex import TOKEN
@TOKEN(identifier)
def t_ID(t):
...
</pre>
</blockquote>
<p>
This will attach <tt>identifier</tt> to the docstring for <tt>t_ID()</tt> allowing <tt>lex.py</tt> to work normally.
</p>
<H3><a name="ply_nn15"></a>4.13 Optimized mode</H3>
For improved performance, it may be desirable to use Python's
optimized mode (e.g., running Python with the <tt>-O</tt>
option). However, doing so causes Python to ignore documentation
strings. This presents special problems for <tt>lex.py</tt>. To
handle this case, you can create your lexer using
the <tt>optimize</tt> option as follows:
<blockquote>
<pre>
lexer = lex.lex(optimize=1)
</pre>
</blockquote>
Next, run Python in its normal operating mode. When you do
this, <tt>lex.py</tt> will write a file called <tt>lextab.py</tt> in
the same directory as the module containing the lexer specification.
This file contains all of the regular
expression rules and tables used during lexing. On subsequent
executions,
<tt>lextab.py</tt> will simply be imported to build the lexer. This
approach substantially improves the startup time of the lexer and it
works in Python's optimized mode.
<p>
To change the name of the lexer-generated module, use the <tt>lextab</tt> keyword argument. For example:
</p>
<blockquote>
<pre>
lexer = lex.lex(optimize=1,lextab="footab")
</pre>
</blockquote>
When running in optimized mode, it is important to note that lex disables most error checking. Thus, this is really only recommended
if you're sure everything is working correctly and you're ready to start releasing production code.
<H3><a name="ply_nn16"></a>4.14 Debugging</H3>
For the purpose of debugging, you can run <tt>lex()</tt> in a debugging mode as follows:
<blockquote>
<pre>
lexer = lex.lex(debug=1)
</pre>
</blockquote>
<p>
This will produce various sorts of debugging information including all of the added rules,
the master regular expressions used by the lexer, and tokens generating during lexing.
</p>
<p>
In addition, <tt>lex.py</tt> comes with a simple main function which
will either tokenize input read from standard input or from a file specified
on the command line. To use it, simply put this in your lexer:
</p>
<blockquote>
<pre>
if __name__ == '__main__':
lex.runmain()
</pre>
</blockquote>
Please refer to the "Debugging" section near the end for some more advanced details
of debugging.
<H3><a name="ply_nn17"></a>4.15 Alternative specification of lexers</H3>
As shown in the example, lexers are specified all within one Python module. If you want to
put token rules in a different module from the one in which you invoke <tt>lex()</tt>, use the
<tt>module</tt> keyword argument.
<p>
For example, you might have a dedicated module that just contains
the token rules:
<blockquote>
<pre>
# module: tokrules.py
# This module just contains the lexing rules
# List of token names. This is always required
tokens = (
'NUMBER',
'PLUS',
'MINUS',
'TIMES',
'DIVIDE',
'LPAREN',
'RPAREN',
)
# Regular expression rules for simple tokens
t_PLUS = r'\+'
t_MINUS = r'-'
t_TIMES = r'\*'
t_DIVIDE = r'/'
t_LPAREN = r'\('
t_RPAREN = r'\)'
# A regular expression rule with some action code
def t_NUMBER(t):
r'\d+'
t.value = int(t.value)
return t
# Define a rule so we can track line numbers
def t_newline(t):
r'\n+'
t.lexer.lineno += len(t.value)
# A string containing ignored characters (spaces and tabs)
t_ignore = ' \t'
# Error handling rule
def t_error(t):
print("Illegal character '%s'" % t.value[0])
t.lexer.skip(1)
</pre>
</blockquote>
Now, if you wanted to build a tokenizer from these rules from within a different module, you would do the following (shown for Python interactive mode):
<blockquote>
<pre>
>>> import tokrules
>>> <b>lexer = lex.lex(module=tokrules)</b>
>>> lexer.input("3 + 4")
>>> lexer.token()
LexToken(NUMBER,3,1,1,0)
>>> lexer.token()
LexToken(PLUS,'+',1,2)
>>> lexer.token()
LexToken(NUMBER,4,1,4)
>>> lexer.token()
None
>>>
</pre>
</blockquote>
The <tt>module</tt> option can also be used to define lexers from instances of a class. For example:
<blockquote>
<pre>
import ply.lex as lex
class MyLexer(object):
# List of token names. This is always required
tokens = (
'NUMBER',
'PLUS',
'MINUS',
'TIMES',
'DIVIDE',
'LPAREN',
'RPAREN',
)
# Regular expression rules for simple tokens
t_PLUS = r'\+'
t_MINUS = r'-'
t_TIMES = r'\*'
t_DIVIDE = r'/'
t_LPAREN = r'\('
t_RPAREN = r'\)'
# A regular expression rule with some action code
# Note addition of self parameter since we're in a class
def t_NUMBER(self,t):
r'\d+'
t.value = int(t.value)
return t
# Define a rule so we can track line numbers
def t_newline(self,t):
r'\n+'
t.lexer.lineno += len(t.value)
# A string containing ignored characters (spaces and tabs)
t_ignore = ' \t'
# Error handling rule
def t_error(self,t):
print("Illegal character '%s'" % t.value[0])
t.lexer.skip(1)
<b># Build the lexer
def build(self,**kwargs):
self.lexer = lex.lex(module=self, **kwargs)</b>
# Test it output
def test(self,data):
self.lexer.input(data)
while True:
tok = self.lexer.token()
if not tok:
break
print(tok)
# Build the lexer and try it out
m = MyLexer()
m.build() # Build the lexer
m.test("3 + 4") # Test it
</pre>
</blockquote>
When building a lexer from class, <em>you should construct the lexer from
an instance of the class</em>, not the class object itself. This is because
PLY only works properly if the lexer actions are defined by bound-methods.
<p>
When using the <tt>module</tt> option to <tt>lex()</tt>, PLY collects symbols
from the underlying object using the <tt>dir()</tt> function. There is no
direct access to the <tt>__dict__</tt> attribute of the object supplied as a
module value. </p>
<P>
Finally, if you want to keep things nicely encapsulated, but don't want to use a
full-fledged class definition, lexers can be defined using closures. For example:
<blockquote>
<pre>
import ply.lex as lex
# List of token names. This is always required
tokens = (
'NUMBER',
'PLUS',
'MINUS',
'TIMES',
'DIVIDE',
'LPAREN',
'RPAREN',
)
def MyLexer():
# Regular expression rules for simple tokens
t_PLUS = r'\+'
t_MINUS = r'-'
t_TIMES = r'\*'
t_DIVIDE = r'/'
t_LPAREN = r'\('
t_RPAREN = r'\)'
# A regular expression rule with some action code
def t_NUMBER(t):
r'\d+'
t.value = int(t.value)
return t
# Define a rule so we can track line numbers
def t_newline(t):
r'\n+'
t.lexer.lineno += len(t.value)
# A string containing ignored characters (spaces and tabs)
t_ignore = ' \t'
# Error handling rule
def t_error(t):
print("Illegal character '%s'" % t.value[0])
t.lexer.skip(1)
# Build the lexer from my environment and return it
return lex.lex()
</pre>
</blockquote>
<p>
<b>Important note:</b> If you are defining a lexer using a class or closure, be aware that PLY still requires you to only
define a single lexer per module (source file). There are extensive validation/error checking parts of the PLY that
may falsely report error messages if you don't follow this rule.
</p>
<H3><a name="ply_nn18"></a>4.16 Maintaining state</H3>
In your lexer, you may want to maintain a variety of state
information. This might include mode settings, symbol tables, and
other details. As an example, suppose that you wanted to keep
track of how many NUMBER tokens had been encountered.
<p>
One way to do this is to keep a set of global variables in the module
where you created the lexer. For example:
<blockquote>
<pre>
num_count = 0
def t_NUMBER(t):
r'\d+'
global num_count
num_count += 1
t.value = int(t.value)
return t
</pre>
</blockquote>
If you don't like the use of a global variable, another place to store
information is inside the Lexer object created by <tt>lex()</tt>.
To this, you can use the <tt>lexer</tt> attribute of tokens passed to
the various rules. For example:
<blockquote>
<pre>
def t_NUMBER(t):
r'\d+'
t.lexer.num_count += 1 # Note use of lexer attribute
t.value = int(t.value)
return t
lexer = lex.lex()
lexer.num_count = 0 # Set the initial count
</pre>
</blockquote>
This latter approach has the advantage of being simple and working
correctly in applications where multiple instantiations of a given
lexer exist in the same application. However, this might also feel
like a gross violation of encapsulation to OO purists.
Just to put your mind at some ease, all
internal attributes of the lexer (with the exception of <tt>lineno</tt>) have names that are prefixed
by <tt>lex</tt> (e.g., <tt>lexdata</tt>,<tt>lexpos</tt>, etc.). Thus,
it is perfectly safe to store attributes in the lexer that
don't have names starting with that prefix or a name that conflicts with one of the
predefined methods (e.g., <tt>input()</tt>, <tt>token()</tt>, etc.).
<p>
If you don't like assigning values on the lexer object, you can define your lexer as a class as
shown in the previous section:
<blockquote>
<pre>
class MyLexer:
...
def t_NUMBER(self,t):
r'\d+'
self.num_count += 1
t.value = int(t.value)
return t
def build(self, **kwargs):
self.lexer = lex.lex(object=self,**kwargs)
def __init__(self):
self.num_count = 0
</pre>
</blockquote>
The class approach may be the easiest to manage if your application is
going to be creating multiple instances of the same lexer and you need
to manage a lot of state.
<p>
State can also be managed through closures. For example, in Python 3:
<blockquote>
<pre>
def MyLexer():
num_count = 0
...
def t_NUMBER(t):
r'\d+'
nonlocal num_count
num_count += 1
t.value = int(t.value)
return t
...
</pre>
</blockquote>
<H3><a name="ply_nn19"></a>4.17 Lexer cloning</H3>
<p>
If necessary, a lexer object can be duplicated by invoking its <tt>clone()</tt> method. For example:
<blockquote>
<pre>
lexer = lex.lex()
...
newlexer = lexer.clone()
</pre>
</blockquote>
When a lexer is cloned, the copy is exactly identical to the original lexer
including any input text and internal state. However, the clone allows a
different set of input text to be supplied which may be processed separately.
This may be useful in situations when you are writing a parser/compiler that
involves recursive or reentrant processing. For instance, if you
needed to scan ahead in the input for some reason, you could create a
clone and use it to look ahead. Or, if you were implementing some kind of preprocessor,
cloned lexers could be used to handle different input files.
<p>
Creating a clone is different than calling <tt>lex.lex()</tt> in that
PLY doesn't regenerate any of the internal tables or regular expressions.
<p>
Special considerations need to be made when cloning lexers that also
maintain their own internal state using classes or closures. Namely,
you need to be aware that the newly created lexers will share all of
this state with the original lexer. For example, if you defined a
lexer as a class and did this:
<blockquote>
<pre>
m = MyLexer()
a = lex.lex(object=m) # Create a lexer
b = a.clone() # Clone the lexer
</pre>
</blockquote>
Then both <tt>a</tt> and <tt>b</tt> are going to be bound to the same
object <tt>m</tt> and any changes to <tt>m</tt> will be reflected in both lexers. It's
important to emphasize that <tt>clone()</tt> is only meant to create a new lexer
that reuses the regular expressions and environment of another lexer. If you
need to make a totally new copy of a lexer, then call <tt>lex()</tt> again.
<H3><a name="ply_nn20"></a>4.18 Internal lexer state</H3>
A Lexer object <tt>lexer</tt> has a number of internal attributes that may be useful in certain
situations.
<p>
<tt>lexer.lexpos</tt>
<blockquote>
This attribute is an integer that contains the current position within the input text. If you modify
the value, it will change the result of the next call to <tt>token()</tt>. Within token rule functions, this points
to the first character <em>after</em> the matched text. If the value is modified within a rule, the next returned token will be
matched at the new position.
</blockquote>
<p>
<tt>lexer.lineno</tt>
<blockquote>
The current value of the line number attribute stored in the lexer. PLY only specifies that the attribute
exists---it never sets, updates, or performs any processing with it. If you want to track line numbers,
you will need to add code yourself (see the section on line numbers and positional information).
</blockquote>
<p>
<tt>lexer.lexdata</tt>
<blockquote>
The current input text stored in the lexer. This is the string passed with the <tt>input()</tt> method. It
would probably be a bad idea to modify this unless you really know what you're doing.
</blockquote>
<P>
<tt>lexer.lexmatch</tt>
<blockquote>
This is the raw <tt>Match</tt> object returned by the Python <tt>re.match()</tt> function (used internally by PLY) for the
current token. If you have written a regular expression that contains named groups, you can use this to retrieve those values.
Note: This attribute is only updated when tokens are defined and processed by functions.
</blockquote>
<H3><a name="ply_nn21"></a>4.19 Conditional lexing and start conditions</H3>
In advanced parsing applications, it may be useful to have different
lexing states. For instance, you may want the occurrence of a certain
token or syntactic construct to trigger a different kind of lexing.
PLY supports a feature that allows the underlying lexer to be put into
a series of different states. Each state can have its own tokens,
lexing rules, and so forth. The implementation is based largely on
the "start condition" feature of GNU flex. Details of this can be found
at <a
href="http://flex.sourceforge.net/manual/Start-Conditions.html">http://flex.sourceforge.net/manual/Start-Conditions.html</a>.
<p>
To define a new lexing state, it must first be declared. This is done by including a "states" declaration in your
lex file. For example:
<blockquote>
<pre>
states = (
('foo','exclusive'),
('bar','inclusive'),
)
</pre>
</blockquote>
This declaration declares two states, <tt>'foo'</tt>
and <tt>'bar'</tt>. States may be of two types; <tt>'exclusive'</tt>
and <tt>'inclusive'</tt>. An exclusive state completely overrides the
default behavior of the lexer. That is, lex will only return tokens
and apply rules defined specifically for that state. An inclusive
state adds additional tokens and rules to the default set of rules.
Thus, lex will return both the tokens defined by default in addition
to those defined for the inclusive state.
<p>
Once a state has been declared, tokens and rules are declared by including the
state name in token/rule declaration. For example:
<blockquote>
<pre>
t_foo_NUMBER = r'\d+' # Token 'NUMBER' in state 'foo'
t_bar_ID = r'[a-zA-Z_][a-zA-Z0-9_]*' # Token 'ID' in state 'bar'
def t_foo_newline(t):
r'\n'
t.lexer.lineno += 1
</pre>
</blockquote>
A token can be declared in multiple states by including multiple state names in the declaration. For example:
<blockquote>
<pre>
t_foo_bar_NUMBER = r'\d+' # Defines token 'NUMBER' in both state 'foo' and 'bar'
</pre>
</blockquote>
Alternative, a token can be declared in all states using the 'ANY' in the name.
<blockquote>
<pre>
t_ANY_NUMBER = r'\d+' # Defines a token 'NUMBER' in all states
</pre>
</blockquote>
If no state name is supplied, as is normally the case, the token is associated with a special state <tt>'INITIAL'</tt>. For example,
these two declarations are identical:
<blockquote>
<pre>
t_NUMBER = r'\d+'
t_INITIAL_NUMBER = r'\d+'
</pre>
</blockquote>
<p>
States are also associated with the special <tt>t_ignore</tt>, <tt>t_error()</tt>, and <tt>t_eof()</tt> declarations. For example, if a state treats
these differently, you can declare:</p>
<blockquote>
<pre>
t_foo_ignore = " \t\n" # Ignored characters for state 'foo'
def t_bar_error(t): # Special error handler for state 'bar'
pass
</pre>
</blockquote>
By default, lexing operates in the <tt>'INITIAL'</tt> state. This state includes all of the normally defined tokens.
For users who aren't using different states, this fact is completely transparent. If, during lexing or parsing, you want to change
the lexing state, use the <tt>begin()</tt> method. For example:
<blockquote>
<pre>
def t_begin_foo(t):
r'start_foo'
t.lexer.begin('foo') # Starts 'foo' state
</pre>
</blockquote>
To get out of a state, you use <tt>begin()</tt> to switch back to the initial state. For example:
<blockquote>
<pre>
def t_foo_end(t):
r'end_foo'
t.lexer.begin('INITIAL') # Back to the initial state
</pre>
</blockquote>
The management of states can also be done with a stack. For example:
<blockquote>
<pre>
def t_begin_foo(t):
r'start_foo'
t.lexer.push_state('foo') # Starts 'foo' state
def t_foo_end(t):
r'end_foo'
t.lexer.pop_state() # Back to the previous state
</pre>
</blockquote>
<p>
The use of a stack would be useful in situations where there are many ways of entering a new lexing state and you merely want to go back
to the previous state afterwards.
<P>
An example might help clarify. Suppose you were writing a parser and you wanted to grab sections of arbitrary C code enclosed by
curly braces. That is, whenever you encounter a starting brace '{', you want to read all of the enclosed code up to the ending brace '}'
and return it as a string. Doing this with a normal regular expression rule is nearly (if not actually) impossible. This is because braces can
be nested and can be included in comments and strings. Thus, simply matching up to the first matching '}' character isn't good enough. Here is how
you might use lexer states to do this:
<blockquote>
<pre>
# Declare the state
states = (
('ccode','exclusive'),
)
# Match the first {. Enter ccode state.
def t_ccode(t):
r'\{'
t.lexer.code_start = t.lexer.lexpos # Record the starting position
t.lexer.level = 1 # Initial brace level
t.lexer.begin('ccode') # Enter 'ccode' state
# Rules for the ccode state
def t_ccode_lbrace(t):
r'\{'
t.lexer.level +=1
def t_ccode_rbrace(t):
r'\}'
t.lexer.level -=1
# If closing brace, return the code fragment
if t.lexer.level == 0:
t.value = t.lexer.lexdata[t.lexer.code_start:t.lexer.lexpos+1]
t.type = "CCODE"
t.lexer.lineno += t.value.count('\n')
t.lexer.begin('INITIAL')
return t
# C or C++ comment (ignore)
def t_ccode_comment(t):
r'(/\*(.|\n)*?\*/)|(//.*)'
pass
# C string
def t_ccode_string(t):
r'\"([^\\\n]|(\\.))*?\"'
# C character literal
def t_ccode_char(t):
r'\'([^\\\n]|(\\.))*?\''
# Any sequence of non-whitespace characters (not braces, strings)
def t_ccode_nonspace(t):
r'[^\s\{\}\'\"]+'
# Ignored characters (whitespace)
t_ccode_ignore = " \t\n"
# For bad characters, we just skip over it
def t_ccode_error(t):
t.lexer.skip(1)
</pre>
</blockquote>
In this example, the occurrence of the first '{' causes the lexer to record the starting position and enter a new state <tt>'ccode'</tt>. A collection of rules then match
various parts of the input that follow (comments, strings, etc.). All of these rules merely discard the token (by not returning a value).
However, if the closing right brace is encountered, the rule <tt>t_ccode_rbrace</tt> collects all of the code (using the earlier recorded starting
position), stores it, and returns a token 'CCODE' containing all of that text. When returning the token, the lexing state is restored back to its
initial state.
<H3><a name="ply_nn21"></a>4.20 Miscellaneous Issues</H3>
<P>
<li>The lexer requires input to be supplied as a single input string. Since most machines have more than enough memory, this
rarely presents a performance concern. However, it means that the lexer currently can't be used with streaming data
such as open files or sockets. This limitation is primarily a side-effect of using the <tt>re</tt> module. You might be
able to work around this by implementing an appropriate <tt>def t_eof()</tt> end-of-file handling rule. The main complication
here is that you'll probably need to ensure that data is fed to the lexer in a way so that it doesn't split in in the middle
of a token.</p>
<p>
<li>The lexer should work properly with both Unicode strings given as token and pattern matching rules as
well as for input text.
<p>
<li>If you need to supply optional flags to the re.compile() function, use the reflags option to lex. For example:
<blockquote>
<pre>
lex.lex(reflags=re.UNICODE)
</pre>
</blockquote>
<p>
<li>Since the lexer is written entirely in Python, its performance is
largely determined by that of the Python <tt>re</tt> module. Although
the lexer has been written to be as efficient as possible, it's not
blazingly fast when used on very large input files. If
performance is concern, you might consider upgrading to the most
recent version of Python, creating a hand-written lexer, or offloading
the lexer into a C extension module.
<p>
If you are going to create a hand-written lexer and you plan to use it with <tt>yacc.py</tt>,
it only needs to conform to the following requirements:
<ul>
<li>It must provide a <tt>token()</tt> method that returns the next token or <tt>None</tt> if no more
tokens are available.
<li>The <tt>token()</tt> method must return an object <tt>tok</tt> that has <tt>type</tt> and <tt>value</tt> attributes. If
line number tracking is being used, then the token should also define a <tt>lineno</tt> attribute.
</ul>
<H2><a name="ply_nn22"></a>5. Parsing basics</H2>
<tt>yacc.py</tt> is used to parse language syntax. Before showing an
example, there are a few important bits of background that must be
mentioned. First, <em>syntax</em> is usually specified in terms of a BNF grammar.
For example, if you wanted to parse
simple arithmetic expressions, you might first write an unambiguous
grammar specification like this:
<blockquote>
<pre>
expression : expression + term
| expression - term
| term
term : term * factor
| term / factor
| factor
factor : NUMBER
| ( expression )
</pre>
</blockquote>
In the grammar, symbols such as <tt>NUMBER</tt>, <tt>+</tt>, <tt>-</tt>, <tt>*</tt>, and <tt>/</tt> are known
as <em>terminals</em> and correspond to raw input tokens. Identifiers such as <tt>term</tt> and <tt>factor</tt> refer to
grammar rules comprised of a collection of terminals and other rules. These identifiers are known as <em>non-terminals</em>.
<P>
The semantic behavior of a language is often specified using a
technique known as syntax directed translation. In syntax directed
translation, attributes are attached to each symbol in a given grammar
rule along with an action. Whenever a particular grammar rule is
recognized, the action describes what to do. For example, given the
expression grammar above, you might write the specification for a
simple calculator like this:
<blockquote>
<pre>
Grammar Action
-------------------------------- --------------------------------------------
expression0 : expression1 + term expression0.val = expression1.val + term.val
| expression1 - term expression0.val = expression1.val - term.val
| term expression0.val = term.val
term0 : term1 * factor term0.val = term1.val * factor.val
| term1 / factor term0.val = term1.val / factor.val
| factor term0.val = factor.val
factor : NUMBER factor.val = int(NUMBER.lexval)
| ( expression ) factor.val = expression.val
</pre>
</blockquote>
A good way to think about syntax directed translation is to
view each symbol in the grammar as a kind of object. Associated
with each symbol is a value representing its "state" (for example, the
<tt>val</tt> attribute above). Semantic
actions are then expressed as a collection of functions or methods
that operate on the symbols and associated values.
<p>
Yacc uses a parsing technique known as LR-parsing or shift-reduce parsing. LR parsing is a
bottom up technique that tries to recognize the right-hand-side of various grammar rules.
Whenever a valid right-hand-side is found in the input, the appropriate action code is triggered and the
grammar symbols are replaced by the grammar symbol on the left-hand-side.
<p>
LR parsing is commonly implemented by shifting grammar symbols onto a
stack and looking at the stack and the next input token for patterns that
match one of the grammar rules.
The details of the algorithm can be found in a compiler textbook, but the
following example illustrates the steps that are performed if yo